AFSM

First Trust Active Factor Small Cap ETFFirst Trust
$32.61-0.58 (-1.75%)Close
AUM$83.3M
Expense Ratio0.75%
NAV$33.33
Holdings309
InceptionDec 3, 2019

Price Chart

Key Statistics

Previous Close

$33.19

Day Range

$32.52$32.95

52-Week Range

$24.81$35.25

Avg Volume

18.9K

Dividend Yield

0.57%

Expense Ratio

0.75%

AUM

$83.3M

Shares Outstanding

1.4M

Sector Breakdown

SectorWeight %
Healthcare20.63%
Technology17.14%
Financial Services15.56%
Industrials14.29%
Consumer Cyclical10.48%
Energy5.40%
Consumer Defensive4.76%
Real Estate4.13%
Basic Materials3.49%
Communication Services2.86%
Utilities0.95%
Cash & Others0.32%

Country Allocation

CountryWeight %
United States89.08%
Bermuda3.93%
Monaco1.35%
China0.93%
Canada0.89%
Jersey0.80%
Cayman Islands0.50%
Switzerland0.48%
United Kingdom0.46%
Israel0.41%
Ireland0.38%
Singapore0.29%
Brazil0.22%
Other0.18%
France0.11%

Fund Information

Category
Healthcare
Subcategory
Small Cap
Inception Date
Dec 3, 2019
Exchange
NYSE_ARCA
Description
The First Trust Active Factor Small Cap ETF seeks to provide capital appreciation. Under normal market conditions, the Fund will invest at least 80% of its net assets (including investment borrowings) in U.S.-listed equity securities issued by small capitalization companies. The Fund is actively managed primarily relying on a multi-factor quantitative methodology with active risk management to construct a portfolio of securities exhibiting exposures to one or more investing factors. The multi-factor quantitative methodology currently used by the Fund may take into account the following factors: (i) value; (ii) momentum; (iii) quality; and (iv) low volatility.

Similar ETFs

SymbolNameAUMExpense RatioHoldings
IWMiShares Russell 2000 ETF$70.17B0.19%1,934
XLVState Street Health Care Select Sector SPDR ETF$40.61B0.08%60
VHTVanguard Health Care ETF$19.80B0.09%411
COWZPacer US Cash Cows 100 ETF$18.40B0.49%103
VTWOVanguard Russell 2000 ETF$14.50B0.06%1,969

The First Trust Active Factor Small Cap ETF (AFSM) is an exchange-traded fund issued by First Trust that launched on Dec 3, 2019. It currently manages $83.3M in assets under management. The fund charges an expense ratio of 0.75%. The fund holds 309 securities in its portfolio. It falls under the Healthcare category.

Top 10 holdings represent 9.6% of the fund

RankSymbolNameWeight %SharesMarket Value
1TTMITTM Technologies, Inc.1.35%11,936$1.1M
2BEBloom Energy Corporation (Class A)1.17%6,434$971K
3ATLOAmes National Corporation0.99%31,318$823K
4BTUPeabody Energy Corporation0.97%25,312$808K
5GCTGigaCloud Technology Inc (Class A)0.90%17,899$749K
6VIAVViavi Solutions Inc.0.89%25,483$742K
7LASRnLight, Inc.0.89%11,799$738K
8VICRVicor Corporation0.85%4,126$711K
9PRMPerimeter Solutions, Inc.0.82%29,832$686K
10TILEInterface, Inc.0.81%25,111$676K
11HLHecla Mining Company0.80%31,029$670K
12CMCLCaledonia Mining Corporation Plc0.79%25,817$661K
13NHCNational HealthCare Corporation0.77%4,159$643K
14STNGScorpio Tankers Inc.0.76%8,553$631K
15IDCCInterDigital, Inc.0.76%1,762$632K
Page 1 of 7

Detailed Returns

PeriodReturnETFCat. Avgvs Avg
1D
-1.75%
1W
-6.36%
1M
-7.38%
3M
-3.30%
6M
-1.30%
YTD
-3.09%
1Y
+18.78%
3Y
+43.58%
5Y
+23.73%

Moving Averages

20-Day MA

$34.61

Below 20-Day MA
50-Day MA

$34.14

Below 50-Day MA
200-Day MA

$31.75

Above 200-Day MA

Price with Moving Averages

Support & Resistance

52-Week High

$35.25

Current Price

$32.61

52-Week Low

$24.81

$24.81$35.25

Current Yield

0.57%

Annual Dividend

$0.1920

Frequency

4x/year

Last Ex-Date

Dec 12, 2025

Dividend History

Ex-DateAmountPay Date
Dec 12, 2025$0.0622Dec 31, 2025
Sep 25, 2025$0.0198Sep 30, 2025
Jun 26, 2025$0.0569Jun 30, 2025
Mar 27, 2025$0.0531Mar 31, 2025
Dec 13, 2024$0.0825Dec 31, 2024
Sep 26, 2024$0.0165Sep 30, 2024
Jun 27, 2024$0.0478Jun 28, 2024
Mar 21, 2024$0.0290Mar 28, 2024
Dec 22, 2023$0.1573Dec 29, 2023
Jun 27, 2023$0.0526Jun 30, 2023
Mar 24, 2023$0.0423Mar 31, 2023
Dec 23, 2022$0.1478Dec 30, 2022
Sep 23, 2022$0.0590Sep 30, 2022
Jun 24, 2022$0.0683Jun 30, 2022
Mar 25, 2022$0.0147Mar 31, 2022
Dec 23, 2021$0.0756Dec 31, 2021
Sep 23, 2021$0.0227Sep 30, 2021
Dec 24, 2020$0.0600Dec 31, 2020
Sep 24, 2020$0.0225Sep 30, 2020
Jun 25, 2020$0.0347Jun 30, 2020

Dividend Payments Over Time

Category Comparison

MetricAFSMHealthcare(223 ETFs)Small Cap(248 ETFs)
Fund Info
Expense Ratio0.75%0.60%0.57%
AUM$83.3M$1.25B$5.76B
Dividend Yield0.57%2.75%2.17%
Avg Volume18.9K800.6K2.0M
Holdings309182548
Performance
1-Month Return-7.38%-4.49%-6.20%
6-Month Return-0.08%+4.92%+3.01%
YTD Return-1.27%-1.66%+1.11%
1-Year Return+18.12%+15.04%+18.33%

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